Independent Audits

Get audit-ready with a comprehensive, independent review by industry expert,

Bob Simpson Esq., CAMS

For Lenders, By Lenders

Effective. Risk Based.

Are you behind? DaylightAML is here to conduct your audit, ensuring that every aspect of your compliance program meets regulatory standards.

Do you have a qualified BSA officer, and are they properly supported?
Is your risk assessment done?
Are your written policies up to par?
Are your SARs appropriately documented?

We understand the unique challenges of mortgage lending because we come from the mortgage industry ourselves. We’ll work alongside you to evaluate your current processes and help strengthen them where needed. Our goal is to ensure that you’re not only compliant but confident in your ability to pass any regulator's exam. We start with a consultation in which we discuss scope, so please set an appointment for a no-obligation initial call.

Be Compliant. Be Prepared.

SCHEDULE AN AUDIT

Meet Your Auditor

Welcome, I’m Bob Simpson. I will conduct your annual BSA/AML independent audit. I'm a certified anti-money laundering specialist (ACAMS), a lawyer, a mortgage fraud investigator, and for ten years I was a loan broker. So I know mortgage lending. I will work with you to make sure you are compliant with BSA regulations, and that you are prepared for any regulator that might decide to take a closer look. I work hand-in-glove with my clients to make sure they are confident, current, and compliant. Reach out and let's discuss how I might be of help to you. Bob

Testimonials

To understand what was happening in the mortgage industry, we went to Bob Simpson . . .

Scott Pelley, 60 Minutes

Bob Simpson is a master at the analysis and investigation of mortgage loan fraud. His lessons are a master’s class for special investigation units. You cannot find this specialized training anywhere else!

M. Dickson

‌I have a long history working with Bob Simpson and can attest to his leadership and ethics. He has spent his career gathering insights that he reveals in the AML Mortgage Mastery course, which is groundbreaking.

D. Kartis

There are few people with Bob’s resume, his experience dealing with mortgage fraud and money-laundering schemes. Every company should take advantage of his insights here.

M. Leighton

‌People have gone to Bob Simpson for advice and counsel on mortgage fraud investigations for years. It only makes sense for Bob to apply his years of knowledge to a course for fraud fighters.

J. Parks

‌Bob’s instruction on risk management for Boards is absolutely required for Board members and senior management. He expands the concept of KYC far beyond what is covered in other courses for BSA/AML compliance.

B. Lark

Do You Have Questions?

If you still have questions about our Independent Audits, please contact us today!

You're safe with me. I'll never spam you or sell your contact info.